Oversees system soundness, enterprise risk management, internal and external audits, privacy and information security, ethics, compliance and other independent reassurance activities.

(Agenda items are provided in a PDF format, which require Adobe Reader 8 or higher to view.)

Meeting Agenda for June 18, 2019

View Open Session Meeting Transcript (PDF)

Open Session

10:00 a.m.
Or upon adjournment of the Pension & Health Benefits Committee Closed Session – Whichever is later

  1. Item
    1. Call to Order and Roll Call (PDF)
    2. Election of the Risk & Audit Committee Chair and Vice Chair
    3. Approval of the June 18, 2019 Risk & Audit Committee Timed Agenda (PDF)
    4. Executive Report (Oral Report)Marlene Timberlake D'Adamo
    5. Action Consent ItemsMarlene Timberlake D'Adamo
      1. Approval of the February 20, 2019 Risk & Audit Committee Meeting Minutes (PDF)
    6. Information Consent ItemsMarlene Timberlake D'Adamo
      1. 2019 Annual Calendar Review (PDF)
      2. Draft Agenda for the September 17, 2019 Risk & Audit Committee Meeting (PDF)
      3. Quarterly Status Report – Office of Audit Services (PDF)
        1. Attachment 1 (PDF)
        2. Attachment 2 (PDF)
      4. Quarterly Status Report – Enterprise Risk Management (PDF)
        1. Attachment 1 (PDF)
      5. Quarterly Status Report – Enterprise Compliance Activity (PDF)
        1. Attachment 1 (PDF)
    7. Action Agenda Items
      1. 2019-20 Enterprise Compliance Plan (PDF)Marlene Timberlake D’Adamo
        1. Attachment 1 (PDF)
      2. 2019-20 Enterprise Risk Management Plan (PDF)Forrest Grimes
        1. Attachment 1 (PDF)
      3. 2019-20 Office of Audit Services Plan (PDF)Beliz Chappuie
        1. Attachment 1 (PDF)
      4. Independent Auditor's 2019-20 Annual Plan (PDF)Beliz Chappuie
        1. Attachment 1 (PDF)
      5. Approval to Submit Proposed Amendments to the Personal Trading Regulation to the Office of Administrative Law (PDF)Marlene Timberlake D'Adamo
        1. Attachment 1 (PDF)
    8. Information Agenda Items
      1. Third Party Valuation and Certification of the Contracting Public Agency Plans as of June 30, 2017 (PDF)Beliz Chappuie, Buck Global, LLC
        1. Attachment 1 (PDF)
      2. Enterprise Risk Management Framework Review (PDF)Forrest Grimes
        1. Attachment 1 (PDF)
      3. Summary of Committee Direction (Oral Report)Marlene Timberlake D'Adamo
      4. Public Comment

Closed Session

Upon Adjournment or Recess of Open Session (Government Code sections 11126(a)(1) and (g)(1))

  1. Item
    1. Call to Order and Roll Call
    2. Action Consent Items
      1. Approval of the February 20, 2019 Risk & Audit Committee Meeting Minutes
    3. Information Agenda Items
      1. Personnel, Employment and Performance, Chief Compliance OfficerMarlene Timberlake D'Adamo
      2. Personnel, Employment and Performance, Chief AuditorBeliz Chappuie
      3. Personnel, Employment and Performance, Investment DirectorKit Crocker

Notes

  1. Items designated for Information are appropriate for Committee Action if the Committee wishes to take action. Any Agenda Item from a properly noticed Committee meeting, held immediately prior to this Board meeting, may be considered by the Board.
  2. The hour designated as the earliest starting time for this meeting is not intended to communicate the expected duration (or ending time) of the preceding meeting.
  3. Public comment may be taken on any agenda item. There is a three-minute limitation on each public comment, unless otherwise directed by the Presiding Officer. (Cal. Code Regs. tit. 2, § 552.1.)
  4. Board Members may attend meetings of committees of which they are not members and participate in the discussions during those meetings.


Location

CalPERS Headquarters
Robert F. Carlson Auditorium
Lincoln Plaza North
400 P Street
Sacramento, CA 95811

Parking
CalPERS Building Guide (PDF)

Security

For your safety, attendees are screened upon entering the auditorium.