Oversees system soundness, enterprise risk management, internal and external audits, privacy and information security, ethics, compliance and other independent reassurance activities.

(Agenda items are provided in a PDF format, which require Adobe Reader 8 or higher to view.)

Meeting Agenda for September 16, 2015

10:00 a.m. - Open Session

Or Upon Adjournment or Recess of the Performance, Compensation & Talent Management Committee, Whichever is Later

  1. Agenda Items
    1. Call to Order and Roll Call
    2. Executive Report (Oral Report)Cheryl Eason
    3. Consent Items
      Action Consent Items:Cheryl Eason
      1. Approval of the June 16, 2015 Risk & Audit Committee Meeting Minutes
    4. Consent Items
      Information Consent Items:Cheryl Eason
      1. 2015 Annual Calendar Review
      2. 2016 Annual Calendar Review
      3. Draft Agenda for the November 17, 2015 Risk & Audit Committee Meeting
      4. Quarterly Status Report – Office of Audit Services
        1. Attachment 1
        2. Attachment 2
        3. Attachment 3
        4. Attachment 4
      5. 2014-15 Annual Compliance Report
        1. Attachment 1
      6. Quarterly Status Report – Enterprise Risk Management
      7. Quarterly Status Report – Enterprise Compliance
      8. CalPERS Ethics Helpline Report
        1. Attachment 1
      9. External Audit Fees
  2. Action Agenda Items
    1. Audit
      1. Finalist Selection for Actuarial Parallel Valuation and Certification ServicesBeliz Chappuie
        1. Attachment 1
      2. Interagency Agreement (IA) for External Assessment of the Office of Audit Services Quality Assurance and Improvement ProgramBeliz Chappuie
  3. Information Agenda Items
    1. Public Comment

Closed Session

Upon Adjournment or Recess of Open Session
(Government Code sections 11126(a)(1) and (g)(1))

  1. Agenda Items
    1. Call to Order and Roll Call
    2. Consent Items
      Action Consent Items:
      1. Approval of June 16, 2015 Risk & Audit Committee Meeting Minutes
    3. Personnel, Employment and Performance – Chief AuditorBeliz Chappuie
    4. Personnel, Employment and Performance – Chief Compliance OfficerKami Niebank
    5. Personnel, Employment and Performance – Chief Operating Investment OfficerWylie Tollette

Notes

  1. Items designated for Information are appropriate for Committee Action if the Committee wishes to take action.
  2. The hour designated as the earliest starting time for this meeting is not intended to communicate the expected duration (or ending time) of the preceding meeting.
  3. Public comment may be taken on any Agenda Item. There is a 3-minute limitation on each public comment, unless otherwise directed by the Committee Chair.
  4. Board members may attend meetings of committees of which they are not members and participate in the discussions during those meetings.


Location

CalPERS Headquarters
Robert F. Carlson Auditorium
Lincoln Plaza North
400 P Street
Sacramento, CA 95811

Parking
CalPERS Building Guide (PDF)

Security

For your safety, attendees are screened upon entering the auditorium.