INVESTMENT OPERATIONS INTERNAL COMMISSIONS
  
Entries 1 - 122 of 122
Broker Name Equity Commissions Equity Volume Transacted Fixed Income Volume Transacted Short Term Volume Transacted Total Volume

A B WATLEY INC 68,294.37 2,885,479.00 0.00 0.00 2,953,773.37
AB WATLEYINC 1,290.00 45,000.00 0.00 0.00 46,290.00
ABEL NOSER CORPORATION 175,243.77 5,841,759.00 0.00 0.00 6,017,002.77
ABN AMBO CORRESPONDENT CLEARANCE 0.00 0.00 3,500,000.00 0.00 3,500,000.00
ABN AMBROSAGE CORPORATION 0.00 0.00 115,486,350.00 0.00 115,486,350.00
ABN AMRO BANK N V 0.00 0.00 11,000,000.00 0.00 11,000,000.00
BANC OF AMERICA SECURITIES 0.00 0.00 996,331,049.45 1,947,860,000.00 2,944,191,049.45
BANC ONE CAPITAL MARKETS 0.00 0.00 0.00 986,589,000.00 986,589,000.00
BANK OF NEW YORK 0.00 0.00 2,239,265,264.00 0.00 2,239,265,264.00
BANK ONE NA IPA 0.00 0.00 0.00 200,000,000.00 200,000,000.00
BANKERS TRUST COMPANY 0.00 0.00 15,000,000.00 0.00 15,000,000.00
BANKERS TRUST CP/IPA 0.00 0.00 0.00 400,000,000.00 400,000,000.00
BARCLAYS CAPITAL INC. 0.00 0.00 0.00 25,000,000.00 25,000,000.00
BEAR STEARNS + CO INC 665,403.15 23,902,507.00 325,500,000.00 0.00 350,067,910.15
BEAR STEARNS SECURITIES CORP 0.00 0.00 7,770,872,006.02 25,000,000.00 7,795,872,006.02
BERNARD KURRAN MCHUGH 0.00 0.00 518,512.00 0.00 518,512.00
BLAYLOCK PARTNERS 5,796.00 193,200.00 0.00 0.00 198,996.00
BNY CLEARING SERVICES LLC 37,743.00 1,854,600.00 0.00 0.00 1,892,343.00
BNYESI TRANSITION MANAGEMENT 102,515.75 3,789,125.00 0.00 0.00 3,891,640.75
BONY COUNTRYWIDE SEC CORP 0.00 0.00 152,411,558.59 0.00 152,411,558.59
CANTOR FITZGERALD + CO. 498,585.48 34,910,467.00 2,818,204.00 0.00 38,227,256.48
CHARLES SCHWAB CO INC 101,656.19 3,957,730.00 0.00 0.00 4,059,386.19
CHASE BANK GREENWICH CAPITAL 0.00 0.00 377,915,000.00 0.00 377,915,000.00
CHASE MANHATTAN BANK 0.00 0.00 0.00 200,000,000.00 200,000,000.00
CHASE MANHATTAN BANK CLEARANCE DEPT 0.00 0.00 375,200,000.00 0.00 375,200,000.00
CHASE MANHATTAN BANK N.A. (THE) 0.00 0.00 45,425,000.00 0.00 45,425,000.00
CHASE SECURITIES INC 0.00 0.00 5,207,041,409.56 111,500,000.00 5,318,541,409.56
CIBC WORLD MARKETS CORP 0.00 0.00 29,500,000.00 0.00 29,500,000.00
CITIBANK/CP/IPA 0.00 0.00 0.00 20,000,000.00 20,000,000.00
CORRESPONDENT SERVICES, INC 39,748.20 1,358,140.00 0.00 0.00 1,397,888.20
CREDIT RESEARCH + TRADING LLC 0.00 0.00 2,050,000.00 0.00 2,050,000.00
CREDIT SUISSE FIRST BOSTON CORPORATION 111,377.40 15,504,480.00 11,691,421,560.62 1,259,455,000.00 12,966,492,418.02
CREDIT SUISSE FIRST BOSTON EQUITIES (EUR) 0.00 0.00 275,000,000.00 0.00 275,000,000.00
DAIN RAUSCHER INC 6,181.80 357,560.00 0.00 0.00 363,741.80
DB CLEARING SERVICES 0.00 0.00 1,404,100,000.00 407,518,000.00 1,811,618,000.00
DEUTSCHE BANC ALEX. BROWN INC. 46,128.00 1,801,100.00 427,910,451.26 0.00 429,757,679.26
DEUTSCHE BANK SECURITIES INC 0.00 0.00 219,555,540.59 45,000,000.00 264,555,540.59
DEUTSCHE MORGAN GRENFELL (LONDON) 0.00 0.00 825,000,000.00 0.00 825,000,000.00
FIRST ALBANY CORP. 6,360.00 212,000.00 18,417,800.00 0.00 18,636,160.00
FIRST CLEARING CORP 235,129.00 10,884,200.00 0.00 0.00 11,119,329.00
FIRST NATIONWIDE 0.00 0.00 1,365,827,793.68 0.00 1,365,827,793.68
FIRST SECURITY VAN KASPER + CO 2,391.00 79,700.00 0.00 0.00 82,091.00
FIRST TENNESSEE BANK N A BOND DIVISION 0.00 0.00 30,457,635.47 0.00 30,457,635.47
FIRST UNION CAPITAL MARKETS 0.00 0.00 22,545,000.00 0.00 22,545,000.00
FIRST UNION SECURITIES INC 0.00 0.00 503,799,214.04 0.00 503,799,214.04
FLEETBOSTON ROBERTSON STEPHENS 73,800.90 2,729,730.00 85,702,000.00 0.00 88,505,530.90
FRIEDMAN BILLINGS + RAMSEY 38,967.00 1,619,900.00 0.00 0.00 1,658,867.00
GOLDMAN SACHS + CO 96,952.29 3,874,243.00 6,688,675,751.33 2,970,465,000.00 9,663,111,946.62
GREAT PACIFIC SECURITIES INC. 71,581.80 2,395,860.00 0.00 0.00 2,467,441.80
GREENWICHCAPITAL MARKETS, INC. 0.00 0.00 956,820,217.59 0.00 956,820,217.59
GRUNTAL &CO., L.L.C. 600.00 20,000.00 0.00 0.00 20,600.00
GUZMAN + CO 170,403.00 6,649,000.00 0.00 0.00 6,819,403.00
HERZOG HEINZ GEDULD (EQUITY) 3,024.00 416,900.00 0.00 0.00 419,924.00
HM SVGS OF AMER PRIN PAYMENT 0.00 0.00 308,778.23 0.00 308,778.23
HOUSE INVESTMENT CORPORATION 0.00 0.00 26,219,003.05 0.00 26,219,003.05
INSTINET 1,214,712.31 45,991,902.00 0.00 0.00 47,206,614.31
INVESTMENT TECHNOLOGY GROUP INC. 1,247,276.75 41,918,024.00 0.00 0.00 43,165,300.75
J P MORGAN SECURITIES INC 90,324.66 3,293,022.00 263,000,000.00 0.00 266,383,346.66
J.P. MORGAN SECURITIES INC. 0.00 0.00 1,365,962,774.08 1,885,055,000.00 3,251,017,774.08
JEFFERIES& COMPANY INC 123,624.05 6,068,991.00 0.00 0.00 6,192,615.05
JEFFERIESCOMPANY INC 412,818.80 15,921,042.00 43,369,800.00 0.00 59,703,660.80
JONES + ASSOCIATES 118,835.20 4,403,440.00 0.00 0.00 4,522,275.20
JP MORGANCHASE BANK HSBCSI 0.00 0.00 3,000,000.00 0.00 3,000,000.00
JPMORGAN CHASE BANK 0.00 0.00 55,800,000.00 0.00 55,800,000.00
JPMORGAN CHASE BANK CHEMICAL CP IPA 0.00 0.00 0.00 220,000,000.00 220,000,000.00
JPMORGAN CHASE BANK/CLEARANCE DEPT 0.00 0.00 19,000,000.00 0.00 19,000,000.00
JPMORGAN CHASE BANK/GREENWICH CAPITAL 0.00 0.00 2,237,272,919.27 0.00 2,237,272,919.27
KASPER ADLER & COLEMAN, INC. 0.00 0.00 0.00 50,000,000.00 50,000,000.00
KNIGHT SECURITIES 11,420.00 1,208,890.00 0.00 0.00 1,220,310.00
LA BRANCHE FINANCIAL SERVICES INC 3,494.00 174,700.00 0.00 0.00 178,194.00
LAZARD FRERES & CO. 0.00 0.00 27,732,000.00 0.00 27,732,000.00
LEGG MASON 0.00 0.00 1,357,249.10 0.00 1,357,249.10
LEGG MASON WOOD WALKER INC 2,268.00 75,600.00 27,566,000.00 0.00 27,643,868.00
LEHMAN BROTHERS INC 215,785.50 8,743,150.00 2,820,293,445.40 0.00 2,829,252,380.90
LEHMAN BROTHERS INC. 0.00 0.00 1,464,413,356.71 0.00 1,464,413,356.71
LEHMAN COMMERCIAL PAPER INC (LBI) 0.00 0.00 4,353,265,342.22 3,016,179,000.00 7,369,444,342.22
LEHMAN GOVERNMENT SECURITIES INC. 0.00 0.00 13,959,062.00 0.00 13,959,062.00
M L PIERCE FENNER SMITH INC FIXED OPER 0.00 0.00 1,759,342,142.16 0.00 1,759,342,142.16
MAGNA SECURITIES CORP 21,567.00 775,100.00 0.00 0.00 796,667.00
MAN FINANCIAL INC. 0.00 0.00 2,000,000.00 0.00 2,000,000.00
MCDONALDAND COMPANY SECURITIES, INC. 0.00 0.00 30,958,815.66 0.00 30,958,815.66
MERRIL LYNCH GOV SEC/MONEY MKTS 0.00 23,700,000.00 9,499,949,469.04 3,268,830,000.00 12,792,479,469.04
MERRILL LYNCH INTL + CO.C.V. CURACAO 0.00 0.00 3,000,000.00 0.00 3,000,000.00
MERRILL LYNCH PIERCE FENNER + SMITH 2,394.00 79,800.00 2,841,121,700.00 0.00 2,841,203,894.00
MHRJA CHASE MANHATTEN BK(RAYMOND JAMES) 0.00 0.00 11,167,147.50 0.00 11,167,147.50
MILLER JOHNSON & KUEHN, INC 0.00 101,300.00 0.00 0.00 101,300.00
MORGAN KEEGAN & CO INC 0.00 0.00 84,640,000.00 0.00 84,640,000.00
MORGAN STANLEY CO INCORPORATED 9,081.00 387,100.00 0.00 0.00 396,181.00
MORGAN STANLEY CO INCORPORATED 10,107.00 429,900.00 287,100,000.00 0.00 287,540,007.00
NATIONAL FINANCIAL SERVICES CORP. 0.00 8,000.00 0.00 0.00 8,000.00
NBC CLEARING SERVICES, INC. 0.00 0.00 23,000,000.00 0.00 23,000,000.00
NEUBERGER+ BERMAN LLC 37,508.46 1,250,282.00 0.00 0.00 1,287,790.46
NEUBERGERAND BERMAN 154,255.46 5,176,065.00 0.00 0.00 5,330,320.46
NOMURA SECURITIES/FIXED INCOME 0.00 0.00 53,975,000.00 0.00 53,975,000.00
PRUDENTIAL SECURITIES INCORPORATED 431,429.24 15,461,476.00 17,602,700.00 0.00 33,495,605.24
RAYMOND JAMES AND ASSOCIATES INC 0.00 0.00 131,064,509.46 0.00 131,064,509.46
RBC DAIN RAUSCHER INC 0.00 0.00 20,000,000.00 0.00 20,000,000.00
ROBERTSONSTEPHENS, INC 117,144.00 5,388,200.00 63,335,000.00 0.00 68,840,344.00
ROBERTSONSTEPHENS, INC. 79,986.00 2,891,200.00 40,700,000.00 0.00 43,671,186.00
SALOMON SMITH BARNEY 0.00 0.00 34,832,929.50 0.00 34,832,929.50
SALOMON SMITH BARNEY INC 255,033.15 9,931,023.00 15,345,702,341.23 777,068,000.00 16,132,956,397.38
SANDERS MORRIS MUNDY 106,616.31 3,678,877.00 0.00 0.00 3,785,493.31
SCOTT & STRINGFELLOW, INC 0.00 0.00 20,305,247.40 0.00 20,305,247.40
SG COWEN SECURITIES CORP 25,063.26 1,135,042.00 0.00 0.00 1,160,105.26
SK INTERNATIONAL SECURITIES 33,318.00 1,110,600.00 0.00 0.00 1,143,918.00
SOUTHWESTSECURITIES 2,577.00 116,200.00 0.00 0.00 118,777.00
SPEAR, LEEDS & KELLOGG 161,484.04 7,643,837.00 0.00 0.00 7,805,321.04
SPEAR, LEEDS & KELLOGG CAPITAL MARKETS 3,183.00 305,300.00 0.00 0.00 308,483.00
SUTRO ANDCOMPANY INC. 179,213.26 6,958,842.00 0.00 0.00 7,138,055.26
THOMAS WEISEL PARTNERS 62,622.00 3,322,700.00 141,000,000.00 0.00 144,385,322.00
UBS PAINEWEBBER INC 100,809.00 3,360,300.00 0.00 0.00 3,461,109.00
UBS WARBURG LLC 122,640.99 4,556,833.00 1,132,053,300.82 0.00 1,136,732,774.81
UBS WARBURG LLC CMO 652 0.00 0.00 42,391,183.96 0.00 42,391,183.96
UTENDAHL CAPITAL PARTNERS 3,960.00 132,000.00 0.00 0.00 135,960.00
WACHOVIA SECURITIES INS 0.00 0.00 1,150,000.00 0.00 1,150,000.00
WADDELL &REED INC 0.00 0.00 11,000,000.00 0.00 11,000,000.00
WEEDEN + CO. 72,374.49 3,040,023.00 0.00 0.00 3,112,397.49
WEISS PECK & GREER LLCC 5,058.00 252,900.00 0.00 0.00 257,958.00
WEISS PECK AND GREER LLC 61,899.00 2,588,600.00 0.00 0.00 2,650,499.00
WELLS FARGO VAN KASPER LLC 16,416.00 547,200.00 0.00 0.00 563,616.00
WILLIAM BLAIR & COMPANY, L.L.C 0.00 0.00 3,000,000.00 0.00 3,000,000.00
WILLIAMS CAPITAL GROUP(THE) 56,731.80 1,895,860.00 0.00 0.00 1,952,591.80
Total$8,132,202.83$359,306,001.00$86,507,978,534.99$17,815,519,000.00$104,690,935,738.82





Entries 1 - 122 of 122